A YEAR OF GROWTH

In 2025, our clients drove meaningful impact across the micro-cap and small-cap capital markets, executing transformative transactions that helped shape the evolving public-company landscape. Against this backdrop, Lucosky Brookman LLP experienced a defining year of growth—expanding our national footprint, deepening our bench, and delivering sophisticated, partner-led counsel across capital markets, corporate and securities, mergers and acquisitions, commercial and white-collar litigation, and insurance defense.

THE FOUNDATION

Relationship Focused.
Results Driven.

Through sophisticated transactions, client successes, and continued community involvement, including our ongoing support of charitable initiatives, we reinforced our commitment to anticipating client needs, providing hands-on, partner-level attention, and delivering meaningful outcomes for domestic and international clients alike.

At Lucosky Brookman, great results are achieved by going above and beyond.

National Rankings

AND Industry Recognition

In 2025, Lucosky Brookman LLP earned national and regional recognition that reflect the scale, sophistication, and momentum of our firm. It further affirmed our position as a leading firm dedicated to excellence in corporate, securities, mergers & acquisitions, litigation, and insurance defense practices.

The firm was honored in the 2026 edition of Best Law Firms® with rankings in key areas, including Mergers & Acquisitions Law, Insurance Law, and Commercial Litigation.

These accolades underscore the depth of talent at Lucosky Brookman and our commitment to providing hands-on, partner-level attention that drives superior results.

We measure our success not just by rankings, but by the lasting impact we create for our clients in the micro- and small-cap markets.

Thought Leadership & Market Influence

Our firm and our attorneys were featured in leading publications and industry forums, reinforcing Lucosky Brookman’s voice as a trusted authority on evolving regulatory, litigation, and capital markets issues.

Joseph Lucosky

Forbes, Law360, New Jersey Law Journal, among others: Commentary on evolving Nasdaq and NYSE listing standards, micro-cap IPO trends, and regulatory developments shaping public company life.

Harold Moroknek

Partner

National Expansion

& Strategic Growth

In 2025, Lucosky Brookman LLP took bold steps to enhance our national footprint and deepen our expertise in high-demand practice areas, demonstrating our ongoing commitment to growth and client service excellence.

Litigation:

A pivotal milestone was the April opening of our new office in Westchester County, New York, which significantly bolstered our Insurance Defense Litigation Practice Group. This expansion was driven by the strategic addition of veteran attorney Harold L. Moroknek and a talented team of insurance defense professionals from Marshall Dennehey, bringing decades of specialized experience in complex casualty litigation, catastrophic loss claims, and transportation-related matters.

Our expanding White Collar, Commercial litigation, and Insurance Defense teams handled sophisticated litigation matters including but not limited to claims in trucking transportation and logistics, toxic torts, complex coverage disputes, SEC and regulatory investigations, and contract disputes with 500 active cases throughout jurisdictions all over the country.

Corporate and Securities:

We also accelerated our growth by strategically adding senior lateral talent to our Corporate & Securities practice, significantly expanding our capital markets and transactional bench. Alongside these senior hires, we continued to grow our associate and professional staff, hiring 17 attorneys and staff in 2025 thereby strengthening our ability to support high-volume, high-complexity transactions nationwide.

2025

The Year of the Digital Asset Treasury Deal

In 2025, the capital markets witnessed an unprecedented surge in corporate adoption of digital assets as treasury reserves, marking a transformative shift in how public companies allocate capital and manage balance sheets. This trend saw hundreds of companies raise billions through PIPEs, private placements, and public offerings explicitly to fund strategies involving Bitcoin, Solana, TRON, and other blockchain-native assets—positioning digital assets as modern treasury staples alongside traditional reserves.

We stood at the forefront of this revolution, advising on landmark transactions, helping various issuers, underwriters, foundations, and investors navigate complex securities, regulatory, and structuring challenges.

$545M

Serving as counsel to Tharimmune in a $545 million PIPE funding a diversified digital-asset-treasury (DAT) strategy and acquire Canton Coin.

$600M

Advising Upexi, Inc. on various debt and equity financings totaling $600 million, positioning the company as a leading Solana-focused digital asset treasury platform.

$200M

Guiding SRM Entertainment on a $200 million strategic investment to launch a TRON (TRX) Token Treasury Strategy, aligning with blockchain innovator Justin Sun.

$1.5B

Represented ALT5 Sigma (Nasdaq: ALTS) in a $1.5 BILLION registered direct with World Liberty Financial and the $WLFI token.

These deals, among dozens of others, contributed to Lucosky Brookman's #1 national ranking in PIPE dollar volume for Q3 2025, underscoring our leadership in innovative financings amid evolving markets.

Quarterbacking Capital Formation Across the Platform

In 2025, Lucosky Brookman LLP's Capital Markets Practice continued to solidify its position as a premier advisor to emerging growth companies, investment banks, and institutional investors. Our team quarterbacked a diverse array of sophisticated transactions, including private investments in public equity (PIPEs), registered direct offerings, underwritten public offerings, private placements, uplistings, and structured financings. These deals span innovative sectors such as biotechnology, pharmaceuticals, energy, technology, and modular construction, empowering clients to secure vital capital, advance clinical pipelines, and achieve strategic milestones.

Featured Transaction Highlights:

Seth A. Brookman

Founding Partner

Corporate

Finance and Lending

Over 55 transactions representing over

$1 Billion in aggregate capital provided

Over the past year, our lending team delivered an exceptional record of achievement, demonstrating depth, creativity, and relentless execution across a wide range of complex financing transactions. The team advised lenders and borrowers on high-value and time-sensitive deals spanning acquisition financings, refinancings, growth capital facilities, and bespoke credit structures, convertible debentures and ELOC’s, often navigating challenging market conditions with precision and confidence. Through disciplined deal management, practical problem-solving, and a deep understanding of our clients’ business objectives, the team closed over 55 transactions representing over $1 BILLION in aggregate capital provided. These accomplishments reflect not only technical excellence, but also the collaborative, relationship-driven approach that continues to position our lending practice as a trusted partner and market leader.

Mergers &

Acquisitions

In 2025, Lucosky Brookman LLP advised clients on a broad range of strategic mergers and acquisitions, supporting growth-oriented companies, sponsors, and investors through complex domestic and cross-border transactions. Our M&A work extended well beyond capital raises, encompassing platform acquisitions, strategic roll-ups, asset purchases, divestitures, and change-of-control transactions across multiple industries.

Leveraging deep transactional experience and integrated capital markets insight, our M&A team guided clients through every stage of the deal lifecycle—from structuring and diligence through negotiation, execution, and post-closing integration—delivering practical, business-focused solutions tailored to long-term strategic objectives.

Featured Transaction Highlights:

Philanthropy & Community Impact

At Lucosky Brookman LLP, our commitment to community is deeply rooted in the belief that strong markets begin with strong communities. We proudly support organizations that save lives, strengthen families, and reinvest in local health-care systems, ensuring our impact reaches far beyond our transactions.

Throughout 2025, we continued our long-standing support for two cornerstone charitable institutions deeply woven into our philanthropic fabric.

For more than a decade, Lucosky Brookman has proudly hosted and presented the Annual Save A Child’s Heart Casino Night (also known in the marketplace as Holdem4Hearts), a flagship charitable event benefiting Save A Child’s Heart (SACH).

SACH is an Israeli-based international humanitarian organization dedicated to transforming pediatric cardiac care around the world. The charity brings critically ill children from countries with limited access to pediatric heart care to Israel for life-saving treatment, outreach missions, and medical training programs. On average, SACH saves one child every 24 hours, and thousands of lives have been changed through its mission over the past 30 years.

Our Casino Night at The Edison Ballroom in New York City has become one of the most anticipated charitable gatherings of the year, combining a Texas Hold ’Em poker tournament, casino games, silent and live auctions, raffles, and a premium social experience with purpose.

Over the years, this event has brought together clients, colleagues, sponsors, and community partners to support a cause that saves children’s lives while fostering meaningful engagement and awareness in the legal and financial communities.

This tradition reflects our belief that access, whether to capital markets or to life-saving care, can change lives, communities, and futures.

We also proudly support The Far Hills Race Meeting, New Jersey’s premier social, sporting, and charitable event, often referred to as “The Hunt.” For more than a century, this iconic gathering has united families, businesses, and community leaders around world-class steeplechase racing while raising more than $20 million to support local health-care organizations.